-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FpEfdxlv75AM+lDNZ/+TVyHlCmfcC3oxYNx6Xo7zurBdskkEPREDJQ5oAaSUkjsk QU8202+Vi3xuaTyoqUzZcg== 0000912057-02-005228.txt : 20020414 0000912057-02-005228.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-005228 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAMBRIDGE HEART INC CENTRAL INDEX KEY: 0000913443 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 133679946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46607 FILM NUMBER: 02537308 BUSINESS ADDRESS: STREET 1: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 7812711200 MAIL ADDRESS: STREET 1: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COHEN DR RICHARD J CENTRAL INDEX KEY: 0001033473 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CAMBRIDGE HART INC STREET 2: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172711200 MAIL ADDRESS: STREET 1: C/O CAMBRIDGE HART INC STREET 2: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 SC 13G/A 1 a2070348zsc13ga.txt SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 6)(1) Cambridge Heart, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 131910101 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 131910101 Page 2 of 6 SCHEDUDE 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Dr. Richard J. Cohen - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY 1,336,552 shares (Includes 54,167 shares issuable EACH REPORTING PERSON within 60 days of December 31, 2001 upon the WITH exercise of vested stock options.) ------------------------------------------------------- 6 SHARED VOTING POWER 0 shares. ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,336,552 shares (Includes 54,167 shares issuable within 60 days of December 31, 2001 upon the exercise of vested stock options.) ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,336,552 shares (Includes 54,167 shares issuable within 60 days of December 31, 2001 upon the exercise of vested stock options.) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 131910101 Page 3 of 6 ITEM 1(a) NAME OF ISSUER: Cambridge Heart, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE: One Oak Park Drive Bedford, Massachusetts 01730 ITEM 2(a) NAME OF PERSON FILING: Dr. Richard J. Cohen ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o Massachusetts Institute of Technology 45 Carleton Street Room E25-335A Cambridge, MA 02139 ITEM 2(c) CITIZENSHIP: United States of America. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value per share. ITEM 2(e) CUSIP NUMBER: 131910101 ITEM 3 DESCRIPTION OF PERSON FILING: Not applicable. CUSIP No. 131910101 Page 4 of 6 ITEM 4 OWNERSHIP: (a) AMOUNT BENEFICIALLY OWNED: 1,336,552 shares (Includes 54,167 shares issuable within 60 days of December 31, 2001 upon the exercise of vested stock options.) (b) PERCENT OF CLASS: 6.9% (c) NUMBER OF SHARES AS TO WHICH PERSON HAS: (i) sole power to vote or to direct the vote: 1,336,552 shares (Includes 54,167 shares issuable within 60 days of December 31, 2001 upon the exercise of vested stock options.) (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition of: 1,336,552 shares (Includes 54,167 shares issuable within 60 days of December 31, 2001 upon the exercise of vested stock options.) (iv) shared power to dispose or to direct the disposition of: 0 shares ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. CUSIP No. 131910101 Page 5 of 6 ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10 CERTIFICATION: Not applicable. CUSIP No. 131910101 Page 6 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 12, 2002 /s/ Richard J. Cohen -------------------------------- Richard J. Cohen, M.D., Ph.D. -----END PRIVACY-ENHANCED MESSAGE-----